Ameriprise Financial (AMP) — insider trading
Financials · NYSE
Ameriprise Financial (AMP) has 61 reported SEC Form 4 insider transactions in our data, including 13 open-market sales among the most recent 61 (latest 2026-08-10).
Recent Form 4 transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2026-08-10 | Brockman Dawn M. | Officer (SVP AND CONTROLLER) | Open-market sale | 472 | $558.93 | $263.8K | Form 4 |
| 2026-08-10 | MELLOH HEATHER J. | Officer (EVP AND GENERAL COUNSEL) | Option exercise / conversion (derivative) | 722 | — | $0 | Form 4 |
| 2026-08-10 | MELLOH HEATHER J. | Officer (EVP AND GENERAL COUNSEL) | Shares withheld for taxes / exercise cost | 469 | $559.62 | $262.5K | Form 4 |
| 2026-08-10 | MELLOH HEATHER J. | Officer (EVP AND GENERAL COUNSEL) | Option exercise / conversion | 722 | $197.87 | $142.9K | Form 4 |
| 2026-08-06 | McGraw Deirdre Davey | Officer (EVP Mktg, Strat. & Comms.) | Option exercise / conversion (derivative) | 1,000 | — | $0 | Form 4 |
| 2026-08-06 | McGraw Deirdre Davey | Officer (EVP Mktg, Strat. & Comms.) | Option exercise / conversion (derivative) | 1,000 | — | $0 | Form 4 |
| 2026-08-06 | McGraw Deirdre Davey | Officer (EVP Mktg, Strat. & Comms.) | Option exercise / conversion (derivative) | 1,000 | — | $0 | Form 4 |
| 2026-08-06 | McGraw Deirdre Davey | Officer (EVP Mktg, Strat. & Comms.) | Open-market sale | 2,400 | $558.28 | $1.34M | Form 4 |
| 2026-08-06 | McGraw Deirdre Davey | Officer (EVP Mktg, Strat. & Comms.) | Shares withheld for taxes / exercise cost | 2,191 | $558.08 | $1.22M | Form 4 |
| 2026-08-06 | McGraw Deirdre Davey | Officer (EVP Mktg, Strat. & Comms.) | Option exercise / conversion | 1,000 | $298.09 | $298.1K | Form 4 |
| 2026-08-06 | McGraw Deirdre Davey | Officer (EVP Mktg, Strat. & Comms.) | Option exercise / conversion | 1,000 | $197.87 | $197.9K | Form 4 |
| 2026-08-06 | McGraw Deirdre Davey | Officer (EVP Mktg, Strat. & Comms.) | Option exercise / conversion | 1,000 | $165.41 | $165.4K | Form 4 |
| 2026-07-28 | WILLIAMS CHRISTOPHER J | Director | Grant / award / vesting (derivative) | 38 | $546.62 | $20.6K | Form 4 |
| 2026-07-28 | Berman Walter Stanley | Officer (EXECUTIVE VP AND CFO) | Option exercise / conversion (derivative) | 23,206 | — | $0 | Form 4 |
| 2026-07-28 | Berman Walter Stanley | Officer (EXECUTIVE VP AND CFO) | Option exercise / conversion (derivative) | 10,905 | — | $0 | Form 4 |
| 2026-07-28 | Berman Walter Stanley | Officer (EXECUTIVE VP AND CFO) | Open-market sale | 422 | $549.76 | $232.0K | Form 4 |
| 2026-07-28 | Berman Walter Stanley | Officer (EXECUTIVE VP AND CFO) | Open-market sale | 10,590 | $548.92 | $5.81M | Form 4 |
| 2026-07-28 | Berman Walter Stanley | Officer (EXECUTIVE VP AND CFO) | Shares withheld for taxes / exercise cost | 23,099 | $550.81 | $12.72M | Form 4 |
| 2026-07-28 | Berman Walter Stanley | Officer (EXECUTIVE VP AND CFO) | Option exercise / conversion | 23,206 | $197.87 | $4.59M | Form 4 |
| 2026-07-28 | Berman Walter Stanley | Officer (EXECUTIVE VP AND CFO) | Option exercise / conversion | 10,905 | $165.41 | $1.80M | Form 4 |
| 2026-07-28 | CRACCHIOLO JAMES M | Director, Officer (CHAIRMAN AND CEO) | Option exercise / conversion (derivative) | 52,932 | — | $0 | Form 4 |
| 2026-07-28 | CRACCHIOLO JAMES M | Director, Officer (CHAIRMAN AND CEO) | Open-market sale | 1,900 | $546.67 | $1.04M | Form 4 |
| 2026-07-28 | CRACCHIOLO JAMES M | Director, Officer (CHAIRMAN AND CEO) | Open-market sale | 16,120 | $545.28 | $8.79M | Form 4 |
| 2026-07-28 | CRACCHIOLO JAMES M | Director, Officer (CHAIRMAN AND CEO) | Shares withheld for taxes / exercise cost | 34,912 | $545.83 | $19.06M | Form 4 |
| 2026-07-28 | CRACCHIOLO JAMES M | Director, Officer (CHAIRMAN AND CEO) | Option exercise / conversion | 52,932 | $165.41 | $8.76M | Form 4 |
| 2026-07-28 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Option exercise / conversion (derivative) | 10,948 | — | $0 | Form 4 |
| 2026-07-28 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Open-market sale | 908 | $541.90 | $492.0K | Form 4 |
| 2026-07-28 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Open-market sale | 3,200 | $540.07 | $1.73M | Form 4 |
| 2026-07-28 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Open-market sale | 4,102 | $538.23 | $2.21M | Form 4 |
| 2026-07-28 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Shares withheld for taxes / exercise cost | 6,840 | $538.01 | $3.68M | Form 4 |
| 2026-07-28 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Option exercise / conversion | 10,948 | $165.41 | $1.81M | Form 4 |
| 2026-07-27 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Option exercise / conversion (derivative) | 3,634 | — | $0 | Form 4 |
| 2026-07-27 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Open-market sale | 6 | $537.61 | $3.2K | Form 4 |
| 2026-07-27 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Open-market sale | 7,888 | $537.08 | $4.24M | Form 4 |
| 2026-07-27 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Shares withheld for taxes / exercise cost | 2,131 | $537.08 | $1.14M | Form 4 |
| 2026-07-27 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Option exercise / conversion | 3,634 | $126.89 | $461.1K | Form 4 |
| 2026-07-09 | TRUSCOTT WILLIAM F | Officer (CEO, GLOBAL ASSET MANAGEMENT) | Option exercise / conversion (derivative) | 392 | — | — | Form 4 |
| 2026-07-09 | TRUSCOTT WILLIAM F | Officer (CEO, GLOBAL ASSET MANAGEMENT) | Shares withheld for taxes / exercise cost | 181 | $500.16 | $90.3K | Form 4 |
| 2026-07-09 | TRUSCOTT WILLIAM F | Officer (CEO, GLOBAL ASSET MANAGEMENT) | Option exercise / conversion | 392 | — | — | Form 4 |
| 2026-07-09 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Option exercise / conversion (derivative) | 54 | — | — | Form 4 |
| 2026-07-09 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Shares withheld for taxes / exercise cost | 24 | $500.16 | $12.0K | Form 4 |
| 2026-07-09 | Williams William Jerryl | Officer (Pres, Wealth Mgmt Advisor Grp) | Option exercise / conversion | 54 | — | — | Form 4 |
| 2026-07-09 | HUNTER PETRUZILLO KELLI A. | Officer (Exec VP of Human Resources) | Option exercise / conversion (derivative) | 207 | — | — | Form 4 |
| 2026-07-09 | HUNTER PETRUZILLO KELLI A. | Officer (Exec VP of Human Resources) | Shares withheld for taxes / exercise cost | 98 | $500.16 | $49.1K | Form 4 |
| 2026-07-09 | HUNTER PETRUZILLO KELLI A. | Officer (Exec VP of Human Resources) | Option exercise / conversion | 207 | — | — | Form 4 |
| 2026-07-09 | Brockman Dawn M. | Officer (SVP AND CONTROLLER) | Option exercise / conversion (derivative) | 26 | — | — | Form 4 |
| 2026-07-09 | Brockman Dawn M. | Officer (SVP AND CONTROLLER) | Shares withheld for taxes / exercise cost | 9 | $500.16 | $4.5K | Form 4 |
| 2026-07-09 | Brockman Dawn M. | Officer (SVP AND CONTROLLER) | Option exercise / conversion | 26 | — | — | Form 4 |
| 2026-05-14 | Smyth Gerard P. | Officer (EVP & Hd. of Tech. & Serv. Del) | Option exercise / conversion (derivative) | 2,221 | — | $0 | Form 4 |
| 2026-05-14 | Smyth Gerard P. | Officer (EVP & Hd. of Tech. & Serv. Del) | Open-market sale | 6,255 | $472.52 | $2.96M | Form 4 |
| 2026-05-14 | Smyth Gerard P. | Officer (EVP & Hd. of Tech. & Serv. Del) | Shares withheld for taxes / exercise cost | 1,437 | $471.22 | $677.1K | Form 4 |
| 2026-05-14 | Smyth Gerard P. | Officer (EVP & Hd. of Tech. & Serv. Del) | Option exercise / conversion | 2,221 | $165.41 | $367.4K | Form 4 |
| 2026-05-08 | Sharpe Robert Francis JR | Director | Open-market sale | 1,200 | $465.83 | $559.0K | Form 4 |
| 2026-04-29 | WILLIAMS CHRISTOPHER J | Director | Grant / award / vesting (derivative) | 442 | — | $0 | Form 4 |
| 2026-04-29 | Shea Brian T | Director | Grant / award / vesting (derivative) | 442 | — | $0 | Form 4 |
| 2026-04-29 | PELLETIER LIANE J | Director | Grant / award / vesting (derivative) | 442 | — | $0 | Form 4 |
| 2026-04-29 | DiGeso Amy | Director | Grant / award / vesting (derivative) | 442 | — | $0 | Form 4 |
| 2026-04-29 | Sharpe Robert Francis JR | Director | Grant / award / vesting (derivative) | 442 | — | $0 | Form 4 |
| 2026-04-29 | NEAL BLIXT DIANNE | Director | Grant / award / vesting (derivative) | 442 | — | $0 | Form 4 |
| 2026-04-29 | BRYAN GLYNIS | Director | Grant / award / vesting (derivative) | 442 | — | $0 | Form 4 |
| 2026-04-28 | WILLIAMS CHRISTOPHER J | Director | Grant / award / vesting (derivative) | 43 | $475.35 | $20.6K | Form 4 |
Ask the chat about AMP's insider activity →
Transaction types are the SEC Form 4 codes: open-market purchases (P) and sales (S) are the only rows that reflect open-market conviction. Awards/vesting (A), option exercises (M/X/C), shares withheld for taxes (F) and gifts (G) are compensation or mechanical, not buying or selling on the open market. Sales may be planned and non-discretionary (e.g. a Rule 10b5-1 plan); open-market buying is not a recommendation to buy. Informational only — not financial advice.
Source: SEC EDGAR Form 3/4/5. See the full company profile: Ameriprise Financial (AMP).
Last updated 2026-08-10 (most recent filing date).
Informational only — NOT financial advice. Insider filings are sourced from SEC EDGAR and shown with their reported dates.