AXOS FINANCIAL INC (AX) — insider trading
Financials · NYSE
AXOS FINANCIAL INC (AX) has 71 reported SEC Form 4 insider transactions in our data, including 5 open-market sales among the most recent 71 (latest 2026-09-15).
Recent Form 4 transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2026-09-15 | Watson Michael James | Other | Grant / award / vesting (derivative) | 1,900 | — | $0 | Form 4 |
| 2026-09-15 | Watson Michael James | Other | Option exercise / conversion (derivative) | 3,174 | — | $0 | Form 4 |
| 2026-09-15 | Watson Michael James | Other | Disposition to the issuer | 1,583 | $92.68 | $146.7K | Form 4 |
| 2026-09-15 | Watson Michael James | Other | Option exercise / conversion | 3,174 | $92.68 | $294.2K | Form 4 |
| 2026-09-15 | THIELE CANDACE L | Other | Grant / award / vesting (derivative) | 1,079 | — | $0 | Form 4 |
| 2026-09-15 | THIELE CANDACE L | Other | Option exercise / conversion (derivative) | 1,122 | — | $0 | Form 4 |
| 2026-09-15 | THIELE CANDACE L | Other | Disposition to the issuer | 547 | $92.68 | $50.7K | Form 4 |
| 2026-09-15 | THIELE CANDACE L | Other | Option exercise / conversion | 1,122 | $92.68 | $104.0K | Form 4 |
| 2026-09-15 | GILL ANN | Other | Grant / award / vesting (derivative) | 1,295 | — | $0 | Form 4 |
| 2026-09-15 | GILL ANN | Other | Option exercise / conversion (derivative) | 1,643 | — | $0 | Form 4 |
| 2026-09-15 | GILL ANN | Other | Disposition to the issuer | 884 | $92.68 | $81.9K | Form 4 |
| 2026-09-15 | GILL ANN | Other | Option exercise / conversion | 1,643 | $92.68 | $152.3K | Form 4 |
| 2026-09-15 | Constantine Thomas M | Other | Grant / award / vesting (derivative) | 2,806 | — | $0 | Form 4 |
| 2026-09-15 | Constantine Thomas M | Other | Option exercise / conversion (derivative) | 3,905 | — | $0 | Form 4 |
| 2026-09-15 | Constantine Thomas M | Other | Disposition to the issuer | 2,102 | $92.68 | $194.8K | Form 4 |
| 2026-09-15 | Constantine Thomas M | Other | Option exercise / conversion | 3,905 | $92.68 | $361.9K | Form 4 |
| 2026-09-15 | Bar-Adon Eshel | Officer (EVP, Strategic Partnerships an) | Grant / award / vesting (derivative) | 3,076 | — | $0 | Form 4 |
| 2026-09-15 | Bar-Adon Eshel | Officer (EVP, Strategic Partnerships an) | Option exercise / conversion (derivative) | 3,629 | — | $0 | Form 4 |
| 2026-09-15 | Bar-Adon Eshel | Officer (EVP, Strategic Partnerships an) | Disposition to the issuer | 1,956 | $92.68 | $181.3K | Form 4 |
| 2026-09-15 | Bar-Adon Eshel | Officer (EVP, Strategic Partnerships an) | Option exercise / conversion | 3,629 | $92.68 | $336.3K | Form 4 |
| 2026-09-15 | Swanson Brian D | Other | Grant / award / vesting (derivative) | 2,968 | — | $0 | Form 4 |
| 2026-09-15 | Swanson Brian D | Other | Option exercise / conversion (derivative) | 3,381 | — | $0 | Form 4 |
| 2026-09-15 | Swanson Brian D | Other | Disposition to the issuer | 1,822 | $92.68 | $168.9K | Form 4 |
| 2026-09-15 | Swanson Brian D | Other | Option exercise / conversion | 3,381 | $92.68 | $313.4K | Form 4 |
| 2026-09-15 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Grant / award / vesting (derivative) | 2,968 | — | $0 | Form 4 |
| 2026-09-15 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Option exercise / conversion (derivative) | 3,502 | — | $0 | Form 4 |
| 2026-09-15 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Disposition to the issuer | 1,885 | $92.68 | $174.7K | Form 4 |
| 2026-09-15 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Option exercise / conversion | 3,502 | $92.68 | $324.6K | Form 4 |
| 2026-09-15 | Walsh Derrick | Officer (EVP, Chief Financial Officer) | Grant / award / vesting (derivative) | 3,076 | — | $0 | Form 4 |
| 2026-09-15 | Walsh Derrick | Officer (EVP, Chief Financial Officer) | Option exercise / conversion (derivative) | 4,127 | — | $0 | Form 4 |
| 2026-09-15 | Walsh Derrick | Officer (EVP, Chief Financial Officer) | Disposition to the issuer | 2,222 | $92.68 | $205.9K | Form 4 |
| 2026-09-15 | Walsh Derrick | Officer (EVP, Chief Financial Officer) | Option exercise / conversion | 4,127 | $92.68 | $382.5K | Form 4 |
| 2026-09-15 | MATSUMOTO RAYMOND D | Other | Grant / award / vesting (derivative) | 2,698 | — | $0 | Form 4 |
| 2026-09-15 | MATSUMOTO RAYMOND D | Other | Option exercise / conversion (derivative) | 4,946 | — | $0 | Form 4 |
| 2026-09-15 | MATSUMOTO RAYMOND D | Other | Disposition to the issuer | 2,668 | $92.68 | $247.3K | Form 4 |
| 2026-09-15 | MATSUMOTO RAYMOND D | Other | Option exercise / conversion | 4,946 | $92.68 | $458.4K | Form 4 |
| 2026-09-03 | Garrabrants Gregory | Director, Officer (President and CEO) | Grant / award / vesting (derivative) | 61,482 | — | $0 | Form 4 |
| 2026-08-05 | Santi Roque A | Director | Open-market sale | 500 | $105.30 | $52.6K | Form 4 |
| 2026-06-30 | Garrabrants Gregory | Director, Officer (President and CEO) | Option exercise / conversion (derivative) | 202,032 | — | $0 | Form 4 |
| 2026-06-30 | Garrabrants Gregory | Director, Officer (President and CEO) | Disposition to the issuer | 108,995 | $97.39 | $10.62M | Form 4 |
| 2026-06-30 | Garrabrants Gregory | Director, Officer (President and CEO) | Grant / award / vesting | 202,032 | $97.39 | $19.68M | Form 4 |
| 2026-06-08 | Constantine Thomas M | Other | Open-market sale | 1,994 | $88.55 | $176.6K | Form 4 |
| 2026-05-19 | Watson Michael James | Other | Open-market sale | 1,653 | $83.77 | $138.5K | Form 4 |
| 2026-05-12 | Argalas James S | Director | Bona fide gift | 2,100 | $84.66 | $177.8K | Form 4 |
| 2026-05-08 | Santi Roque A | Director | Open-market sale | 500 | $87.77 | $43.9K | Form 4 |
| 2026-03-20 | MATSUMOTO RAYMOND D | Officer (EVP, Chief Operating Officer) | Option exercise / conversion (derivative) | 1,621 | — | $0 | Form 4 |
| 2026-03-20 | MATSUMOTO RAYMOND D | Officer (EVP, Chief Operating Officer) | Disposition to the issuer | 874 | $82.93 | $72.5K | Form 4 |
| 2026-03-20 | MATSUMOTO RAYMOND D | Officer (EVP, Chief Operating Officer) | Option exercise / conversion | 1,621 | $82.93 | $134.4K | Form 4 |
| 2026-03-20 | Swanson Brian D | Officer (President, Consumer Bank) | Option exercise / conversion (derivative) | 1,177 | — | $0 | Form 4 |
| 2026-03-20 | Swanson Brian D | Officer (President, Consumer Bank) | Option exercise / conversion (derivative) | 2,943 | — | $0 | Form 4 |
| 2026-03-20 | Swanson Brian D | Officer (President, Consumer Bank) | Disposition to the issuer | 634 | $82.93 | $52.6K | Form 4 |
| 2026-03-20 | Swanson Brian D | Officer (President, Consumer Bank) | Disposition to the issuer | 1,587 | $82.93 | $131.6K | Form 4 |
| 2026-03-20 | Swanson Brian D | Officer (President, Consumer Bank) | Option exercise / conversion | 1,177 | $82.93 | $97.6K | Form 4 |
| 2026-03-20 | Swanson Brian D | Officer (President, Consumer Bank) | Option exercise / conversion | 2,943 | $82.93 | $244.1K | Form 4 |
| 2026-03-20 | THIELE CANDACE L | Officer (EVP, Chief Administrative Offi) | Option exercise / conversion (derivative) | 444 | — | $0 | Form 4 |
| 2026-03-20 | THIELE CANDACE L | Officer (EVP, Chief Administrative Offi) | Disposition to the issuer | 217 | $82.93 | $18.0K | Form 4 |
| 2026-03-20 | THIELE CANDACE L | Officer (EVP, Chief Administrative Offi) | Option exercise / conversion | 444 | $82.93 | $36.8K | Form 4 |
| 2026-03-20 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Option exercise / conversion (derivative) | 1,177 | — | $0 | Form 4 |
| 2026-03-20 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Option exercise / conversion (derivative) | 2,943 | — | $0 | Form 4 |
| 2026-03-20 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Disposition to the issuer | 634 | $82.93 | $52.6K | Form 4 |
| 2026-03-20 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Disposition to the issuer | 1,587 | $82.93 | $131.6K | Form 4 |
| 2026-03-20 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Option exercise / conversion | 1,177 | $82.93 | $97.6K | Form 4 |
| 2026-03-20 | Tolla John Charles | Officer (EVP, Chief Risk Officer) | Option exercise / conversion | 2,943 | $82.93 | $244.1K | Form 4 |
| 2026-03-20 | Walsh Derrick | Officer (EVP, Chief Financial Officer) | Option exercise / conversion (derivative) | 1,360 | — | $0 | Form 4 |
| 2026-03-20 | Walsh Derrick | Officer (EVP, Chief Financial Officer) | Disposition to the issuer | 733 | $82.93 | $60.8K | Form 4 |
| 2026-03-20 | Walsh Derrick | Officer (EVP, Chief Financial Officer) | Option exercise / conversion | 1,360 | $82.93 | $112.8K | Form 4 |
| 2026-03-20 | Watson Michael James | Officer (EVP, Head of Axos Securities) | Option exercise / conversion (derivative) | 983 | — | $0 | Form 4 |
| 2026-03-20 | Watson Michael James | Officer (EVP, Head of Axos Securities) | Disposition to the issuer | 491 | $82.93 | $40.7K | Form 4 |
| 2026-03-20 | Watson Michael James | Officer (EVP, Head of Axos Securities) | Option exercise / conversion | 983 | $82.93 | $81.5K | Form 4 |
| 2026-03-15 | Bar-Adon Eshel | Officer (EVP Strategic Partnerships an) | Disposition to the issuer | 952 | $84.68 | $80.6K | Form 4/A |
| 2026-02-17 | Nick Mosich | Director | Open-market sale | 1,275 | $98.00 | $125.0K | Form 4/A |
Ask the chat about AX's insider activity →
Transaction types are the SEC Form 4 codes: open-market purchases (P) and sales (S) are the only rows that reflect open-market conviction. Awards/vesting (A), option exercises (M/X/C), shares withheld for taxes (F) and gifts (G) are compensation or mechanical, not buying or selling on the open market. Sales may be planned and non-discretionary (e.g. a Rule 10b5-1 plan); open-market buying is not a recommendation to buy. Informational only — not financial advice.
Source: SEC EDGAR Form 3/4/5. See the full company profile: AXOS FINANCIAL INC (AX).
Last updated 2026-09-15 (most recent filing date).
Informational only — NOT financial advice. Insider filings are sourced from SEC EDGAR and shown with their reported dates.