Caterpillar Inc. (CAT) — insider trading
Industrials · NYSE
Caterpillar Inc. (CAT) has 73 reported SEC Form 4 insider transactions in our data, including 1 open-market purchase and 21 open-market sales among the most recent 73 (latest 2026-07-24).
Recent Form 4 transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2026-07-24 | Creed Joseph E | Officer (Chief Executive Officer) | Grant / award / vesting (derivative) | 18 | $888.73 | $16.0K | Form 4 |
| 2026-07-24 | Kaiser Jason | Officer (Group President) | Grant / award / vesting (derivative) | 10 | $888.73 | $8.9K | Form 4 |
| 2026-07-24 | Epley Kyle Joseph | Officer (Chief Financial Officer) | Grant / award / vesting (derivative) | 7 | $888.73 | $6.2K | Form 4 |
| 2026-07-24 | Epley Kyle Joseph | Officer (Chief Financial Officer) | Grant / award / vesting (derivative) | 5 | $888.73 | $4.4K | Form 4 |
| 2026-06-30 | MacLennan David | Director | Grant / award / vesting (derivative) | 22 | $1,055.33 | $23.2K | Form 4 |
| 2026-06-26 | Epley Kyle Joseph | Officer (Chief Financial Officer) | Grant / award / vesting (derivative) | 6 | $997.47 | $6.0K | Form 4 |
| 2026-06-26 | Creed Joseph E | Officer (Chief Executive Officer) | Grant / award / vesting (derivative) | 16 | $997.47 | $16.0K | Form 4 |
| 2026-06-26 | Kaiser Jason | Officer (Group President) | Grant / award / vesting (derivative) | 5 | $997.47 | $5.0K | Form 4 |
| 2026-06-10 | Fish James C Jr | Director | Grant / award / vesting | 211 | — | $0 | Form 4 |
| 2026-06-10 | Johnson Gerald | Director | Grant / award / vesting | 211 | — | $0 | Form 4 |
| 2026-06-10 | KEENE NAZZIC S | Director | Grant / award / vesting | 211 | — | $0 | Form 4 |
| 2026-06-10 | MacLennan David | Director | Grant / award / vesting | 211 | — | $0 | Form 4 |
| 2026-06-10 | Marks Judith Fran | Director | Grant / award / vesting | 211 | — | $0 | Form 4 |
| 2026-06-10 | REED DEBRA L | Director | Grant / award / vesting | 211 | — | $0 | Form 4 |
| 2026-06-10 | SCHWAB SUSAN C | Director | Grant / award / vesting | 211 | — | $0 | Form 4 |
| 2026-06-10 | WILKINS RAYFORD JR | Director | Grant / award / vesting | 211 | — | $0 | Form 4 |
| 2026-05-26 | Epley Kyle Joseph | Officer (Chief Financial Officer) | Grant / award / vesting (derivative) | 6 | $908.55 | $5.5K | Form 4 |
| 2026-05-26 | Creed Joseph E | Officer (Chief Executive Officer) | Grant / award / vesting (derivative) | 18 | $908.55 | $16.4K | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Option exercise / conversion (derivative) | 16,078 | $196.70 | $3.16M | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Open-market sale | 1,605 | $911.92 | $1.46M | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Open-market sale | 402 | $910.65 | $366.1K | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Open-market sale | 1,568 | $909.70 | $1.43M | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Open-market sale | 2,302 | $908.76 | $2.09M | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Open-market sale | 1,191 | $907.98 | $1.08M | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Open-market sale | 1,491 | $906.73 | $1.35M | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Open-market sale | 2,259 | $905.73 | $2.05M | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Open-market sale | 1,787 | $904.70 | $1.62M | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Shares withheld for taxes / exercise cost | 3,473 | $910.55 | $3.16M | Form 4 |
| 2026-05-14 | Johnson Denise C | Officer (Group President) | Option exercise / conversion | 16,078 | $196.70 | $3.16M | Form 4 |
| 2026-05-13 | Schaupp William E | Officer (Chief Accounting Officer) | Open-market sale | 360 | $906.00 | $326.2K | Form 4 |
| 2026-05-13 | Johnson Denise C | Officer (Group President) | Option exercise / conversion (derivative) | 7,900 | $196.70 | $1.55M | Form 4 |
| 2026-05-13 | Johnson Denise C | Officer (Group President) | Open-market sale | 2,650 | $910.24 | $2.41M | Form 4 |
| 2026-05-13 | Johnson Denise C | Officer (Group President) | Open-market sale | 3,546 | $909.46 | $3.22M | Form 4 |
| 2026-05-13 | Johnson Denise C | Officer (Group President) | Shares withheld for taxes / exercise cost | 1,704 | $911.61 | $1.55M | Form 4 |
| 2026-05-13 | Johnson Denise C | Officer (Group President) | Option exercise / conversion | 7,900 | $196.70 | $1.55M | Form 4 |
| 2026-05-11 | Fassino Anthony D. | Officer (Group President) | Option exercise / conversion (derivative) | 21,403 | $219.76 | $4.70M | Form 4 |
| 2026-05-11 | Fassino Anthony D. | Officer (Group President) | Open-market sale | 843 | $917.73 | $773.6K | Form 4 |
| 2026-05-11 | Fassino Anthony D. | Officer (Group President) | Open-market sale | 15,440 | $916.75 | $14.15M | Form 4 |
| 2026-05-11 | Fassino Anthony D. | Officer (Group President) | Shares withheld for taxes / exercise cost | 5,120 | $918.65 | $4.70M | Form 4 |
| 2026-05-11 | Fassino Anthony D. | Officer (Group President) | Option exercise / conversion | 21,403 | $219.76 | $4.70M | Form 4 |
| 2026-05-11 | Pambianchi Christine M | Officer (Chief Human Resources Officer) | Shares withheld for taxes / exercise cost | 224 | $912.03 | $204.3K | Form 4 |
| 2026-05-11 | Creed Joseph E | Officer (Chief Executive Officer) | Shares withheld for taxes / exercise cost | 574 | $912.03 | $523.5K | Form 4 |
| 2026-05-08 | Epley Kyle Joseph | Officer (Chief Financial Officer) | Grant / award / vesting (derivative) | 1,394 | — | $0 | Form 4 |
| 2026-05-08 | Epley Kyle Joseph | Officer (Chief Financial Officer) | Grant / award / vesting | 515 | — | $0 | Form 4 |
| 2026-05-06 | BONFIELD ANDREW R J | Officer (CFO Emeritus) | Option exercise / conversion (derivative) | 3,726 | $332.04 | $1.24M | Form 4 |
| 2026-05-06 | BONFIELD ANDREW R J | Officer (CFO Emeritus) | Option exercise / conversion (derivative) | 7,673 | $338.65 | $2.60M | Form 4 |
| 2026-05-06 | BONFIELD ANDREW R J | Officer (CFO Emeritus) | Option exercise / conversion (derivative) | 11,655 | $253.98 | $2.96M | Form 4 |
| 2026-05-06 | BONFIELD ANDREW R J | Officer (CFO Emeritus) | Open-market sale | 15,674 | $918.71 | $14.40M | Form 4 |
| 2026-05-06 | BONFIELD ANDREW R J | Officer (CFO Emeritus) | Shares withheld for taxes / exercise cost | 7,380 | $920.72 | $6.79M | Form 4 |
| 2026-05-06 | BONFIELD ANDREW R J | Officer (CFO Emeritus) | Option exercise / conversion | 3,726 | $332.04 | $1.24M | Form 4 |
| 2026-05-06 | BONFIELD ANDREW R J | Officer (CFO Emeritus) | Option exercise / conversion | 7,673 | $338.65 | $2.60M | Form 4 |
| 2026-05-06 | BONFIELD ANDREW R J | Officer (CFO Emeritus) | Option exercise / conversion | 11,655 | $253.98 | $2.96M | Form 4 |
| 2026-05-06 | Fassino Anthony D. | Officer (Group President) | Option exercise / conversion (derivative) | 12,000 | $219.76 | $2.64M | Form 4 |
| 2026-05-06 | Fassino Anthony D. | Officer (Group President) | Open-market sale | 350 | $926.83 | $324.4K | Form 4 |
| 2026-05-06 | Fassino Anthony D. | Officer (Group President) | Open-market sale | 8,802 | $926.23 | $8.15M | Form 4 |
| 2026-05-06 | Fassino Anthony D. | Officer (Group President) | Shares withheld for taxes / exercise cost | 2,848 | $925.74 | $2.64M | Form 4 |
| 2026-05-06 | Fassino Anthony D. | Officer (Group President) | Option exercise / conversion | 12,000 | $219.76 | $2.64M | Form 4 |
| 2026-05-06 | De Lange Bob | Officer (Group President) | Option exercise / conversion (derivative) | 28,105 | $127.60 | $3.59M | Form 4 |
| 2026-05-06 | De Lange Bob | Officer (Group President) | Open-market sale | 9,752 | $923.47 | $9.01M | Form 4 |
| 2026-05-06 | De Lange Bob | Officer (Group President) | Open-market sale | 14,470 | $922.55 | $13.35M | Form 4 |
| 2026-05-06 | De Lange Bob | Officer (Group President) | Shares withheld for taxes / exercise cost | 3,883 | $923.38 | $3.59M | Form 4 |
| 2026-05-06 | De Lange Bob | Officer (Group President) | Option exercise / conversion | 28,105 | $127.60 | $3.59M | Form 4 |
| 2026-05-06 | Kaiser Jason | Officer (Group President) | Bona fide gift | 294 | — | $0 | Form 4 |
| 2026-05-05 | Shurman Rodney Michael | Officer (Group President) | Option exercise / conversion (derivative) | 5,639 | $253.98 | $1.43M | Form 4 |
| 2026-05-05 | Shurman Rodney Michael | Officer (Group President) | Open-market sale | 487 | $903.55 | $440.0K | Form 4 |
| 2026-05-05 | Shurman Rodney Michael | Officer (Group President) | Open-market sale | 5,152 | $903.14 | $4.65M | Form 4 |
| 2026-05-05 | Shurman Rodney Michael | Officer (Group President) | Option exercise / conversion | 5,639 | $253.98 | $1.43M | Form 4 |
| 2026-05-04 | MacLennan David | Director | Open-market purchase | 250 | $876.84 | $219.2K | Form 4 |
| 2026-05-04 | Kaiser Jason | Officer (Group President) | Option exercise / conversion (derivative) | 7,917 | $253.98 | $2.01M | Form 4 |
| 2026-05-04 | Kaiser Jason | Officer (Group President) | Open-market sale | 5,642 | $883.03 | $4.98M | Form 4 |
| 2026-05-04 | Kaiser Jason | Officer (Group President) | Shares withheld for taxes / exercise cost | 2,275 | $883.50 | $2.01M | Form 4 |
| 2026-05-04 | Kaiser Jason | Officer (Group President) | Option exercise / conversion | 7,917 | $253.98 | $2.01M | Form 4 |
| 2026-04-24 | Creed Joseph E | Officer (Chief Executive Officer) | Grant / award / vesting (derivative) | 19 | $830.79 | $15.8K | Form 4 |
Ask the chat about CAT's insider activity →
Transaction types are the SEC Form 4 codes: open-market purchases (P) and sales (S) are the only rows that reflect open-market conviction. Awards/vesting (A), option exercises (M/X/C), shares withheld for taxes (F) and gifts (G) are compensation or mechanical, not buying or selling on the open market. Sales may be planned and non-discretionary (e.g. a Rule 10b5-1 plan); open-market buying is not a recommendation to buy. Informational only — not financial advice.
Source: SEC EDGAR Form 3/4/5. See the full company profile: Caterpillar Inc. (CAT).
Last updated 2026-07-24 (most recent filing date).
Informational only — NOT financial advice. Insider filings are sourced from SEC EDGAR and shown with their reported dates.