ELLINGTON FINANCIAL INC (EFC) — insider trading
Financials · NYSE
ELLINGTON FINANCIAL INC (EFC) has 16 reported SEC Form 4 insider transactions in our data, including 1 open-market purchase among the most recent 16 (latest 2026-05-11).
Recent Form 4 transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2026-05-11 | Vranos Michael W | Officer (Co-Chief Investment Officer) | Other acquisition or disposition | 161,934 | $0.00 | $0 | Form 4 |
| 2025-12-31 | Mumford Lisa | Director | Option exercise / conversion (derivative) | 7,657 | $0.00 | $0 | Form 4 |
| 2025-12-31 | Mumford Lisa | Director | Grant / award / vesting | 7,657 | $0.00 | $0 | Form 4 |
| 2025-12-17 | Herlihy John | Officer (Chief Financial Officer) | Grant / award / vesting (derivative) | 36,417 | $0.00 | $0 | Form 4 |
| 2025-12-17 | Smernoff Chris | Officer (Chief Accounting Officer) | Grant / award / vesting (derivative) | 18,209 | $0.00 | $0 | Form 4 |
| 2025-09-11 | SIMON RONALD I | Director | Open-market purchase | 5,544 | $13.56 | $75.2K | Form 4 |
| 2025-09-10 | Dannhauser Stephen J | Director | Grant / award / vesting (derivative) | 9,198 | $0.00 | $0 | Form 4 |
| 2025-09-10 | Mumford Lisa | Director | Grant / award / vesting | 9,198 | $0.00 | $0 | Form 4 |
| 2025-09-10 | SIMON RONALD I | Director | Grant / award / vesting | 9,198 | $0.00 | $0 | Form 4 |
| 2025-09-10 | Resendez Edward | Director | Grant / award / vesting (derivative) | 9,198 | $0.00 | $0 | Form 4 |
| 2025-05-20 | Vranos Michael W | Officer (Co-Chief Investment Officer) | Other acquisition or disposition | 33,877 | $0.00 | $0 | Form 4 |
| 2024-12-27 | Mumford Lisa | Director | Other acquisition or disposition (derivative) | 8,378 | $0.00 | $0 | Form 4 |
| 2024-12-27 | Mumford Lisa | Director | Grant / award / vesting | 8,378 | $0.00 | $0 | Form 4 |
| 2024-12-27 | SIMON RONALD I | Director | Other acquisition or disposition (derivative) | 8,378 | $0.00 | $0 | Form 4 |
| 2024-12-27 | SIMON RONALD I | Director | Grant / award / vesting | 8,378 | $0.00 | $0 | Form 4 |
| 2024-12-20 | Smernoff Chris | Officer (Chief Accounting Officer) | Grant / award / vesting (derivative) | 14,992 | $0.00 | $0 | Form 4 |
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Transaction types are the SEC Form 4 codes: open-market purchases (P) and sales (S) are the only rows that reflect open-market conviction. Awards/vesting (A), option exercises (M/X/C), shares withheld for taxes (F) and gifts (G) are compensation or mechanical, not buying or selling on the open market. Sales may be planned and non-discretionary (e.g. a Rule 10b5-1 plan); open-market buying is not a recommendation to buy. Informational only — not financial advice.
Source: SEC EDGAR Form 3/4/5. See the full company profile: ELLINGTON FINANCIAL INC (EFC).
Last updated 2026-05-11 (most recent filing date).
Informational only — NOT financial advice. Insider filings are sourced from SEC EDGAR and shown with their reported dates.