ETHAN ALLEN INTERIORS INC (ETD) — insider trading
Consumer Discretionary · NYSE
ETHAN ALLEN INTERIORS INC (ETD) has 62 reported SEC Form 4 insider transactions in our data, including 1 open-market purchase and 30 open-market sales among the most recent 62 (latest 2026-09-11).
Recent Form 4 transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2026-09-11 | McNulty Matthew J | Officer (SVP, CFO) | Shares withheld for taxes / exercise cost | 169 | $21.93 | $3.7K | Form 4 |
| 2026-09-11 | McNulty Matthew J | Officer (SVP, CFO) | Option exercise / conversion | 677 | $21.93 | $14.8K | Form 4 |
| 2026-09-11 | Phillips Amy | Officer (EVP, Retail Division) | Shares withheld for taxes / exercise cost | 354 | $21.93 | $7.8K | Form 4 |
| 2026-09-11 | Phillips Amy | Officer (EVP, Retail Division) | Option exercise / conversion | 990 | $21.93 | $21.7K | Form 4 |
| 2026-09-11 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Shares withheld for taxes / exercise cost | 7,204 | $21.93 | $158.0K | Form 4 |
| 2026-09-11 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Option exercise / conversion | 7,973 | $21.93 | $174.8K | Form 4 |
| 2026-09-02 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 266 | $25.04 | $6.7K | Form 4 |
| 2026-09-02 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 265 | $25.04 | $6.6K | Form 4 |
| 2026-09-02 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 266 | $25.04 | $6.7K | Form 4 |
| 2026-09-02 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 266 | $25.04 | $6.7K | Form 4 |
| 2026-09-02 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 22,811 | $25.04 | $571.2K | Form 4 |
| 2026-08-10 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Shares withheld for taxes / exercise cost | 3,272 | $23.51 | $76.9K | Form 4 |
| 2026-08-10 | Phillips Amy | Officer (EVP, Retail Division) | Shares withheld for taxes / exercise cost | 417 | $23.51 | $9.8K | Form 4 |
| 2026-08-10 | McNulty Matthew J | Officer (SVP, CFO) | Shares withheld for taxes / exercise cost | 239 | $23.51 | $5.6K | Form 4 |
| 2026-08-07 | McNulty Matthew J | Officer (SVP, CFO) | Shares withheld for taxes / exercise cost | 284 | $23.71 | $6.7K | Form 4 |
| 2026-08-07 | Phillips Amy | Officer (EVP, Retail Division) | Shares withheld for taxes / exercise cost | 496 | $23.71 | $11.8K | Form 4 |
| 2026-08-07 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Shares withheld for taxes / exercise cost | 3,890 | $23.71 | $92.2K | Form 4 |
| 2026-08-06 | McNulty Matthew J | Officer (SVP, CFO) | Shares withheld for taxes / exercise cost | 288 | $23.51 | $6.8K | Form 4 |
| 2026-08-06 | Phillips Amy | Officer (EVP, Retail Division) | Shares withheld for taxes / exercise cost | 504 | $23.51 | $11.8K | Form 4 |
| 2026-08-06 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Shares withheld for taxes / exercise cost | 3,948 | $23.51 | $92.8K | Form 4 |
| 2026-08-05 | Casar Perez Maria Eugenia | Director | Grant / award / vesting | 1,306 | — | — | Form 4 |
| 2026-08-05 | Sable David M. | Director | Grant / award / vesting | 1,306 | — | — | Form 4 |
| 2026-08-05 | Stacom Tara I. | Director | Grant / award / vesting | 1,306 | — | — | Form 4 |
| 2026-08-05 | Tsai Cynthia Ekberg | Director | Grant / award / vesting | 1,306 | — | — | Form 4 |
| 2026-08-05 | Tsai Cynthia Ekberg | Director | Open-market purchase | 1,000 | $24.61 | $24.6K | Form 4 |
| 2026-08-05 | McNulty Matthew J | Officer (SVP, CFO) | Grant / award / vesting | 6,426 | — | $0 | Form 4 |
| 2026-08-05 | Phillips Amy | Officer (EVP, Retail Division) | Grant / award / vesting | 7,837 | — | $0 | Form 4 |
| 2026-08-05 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Grant / award / vesting | 16,223 | — | $0 | Form 4 |
| 2026-01-22 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 25 | $25.01 | $625 | Form 4 |
| 2026-01-22 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 27 | $25.01 | $675 | Form 4 |
| 2026-01-22 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 25 | $25.01 | $625 | Form 4 |
| 2026-01-22 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 25 | $25.01 | $625 | Form 4 |
| 2026-01-22 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 2,168 | $25.01 | $54.2K | Form 4 |
| 2025-12-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 3 | $25.05 | $75 | Form 4 |
| 2025-12-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 6 | $25.05 | $150 | Form 4 |
| 2025-12-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 3 | $25.05 | $75 | Form 4 |
| 2025-12-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 3 | $25.05 | $75 | Form 4 |
| 2025-12-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 303 | $25.05 | $7.6K | Form 4 |
| 2025-12-11 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 175 | $25.01 | $4.4K | Form 4 |
| 2025-12-11 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 175 | $25.01 | $4.4K | Form 4 |
| 2025-12-11 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 175 | $25.01 | $4.4K | Form 4 |
| 2025-12-11 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 175 | $25.01 | $4.4K | Form 4 |
| 2025-12-11 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 15,000 | $25.01 | $375.1K | Form 4 |
| 2025-12-04 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Bona fide gift | 82,953 | $24.11 | $2.00M | Form 4 |
| 2025-10-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 175 | $28.01 | $4.9K | Form 4 |
| 2025-10-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 175 | $28.01 | $4.9K | Form 4 |
| 2025-10-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 175 | $28.01 | $4.9K | Form 4 |
| 2025-10-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 175 | $28.01 | $4.9K | Form 4 |
| 2025-10-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO) | Open-market sale | 15,000 | $28.01 | $420.1K | Form 4 |
| 2025-09-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO), 10% owner | Open-market sale | 175 | $29.37 | $5.1K | Form 4 |
| 2025-09-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO), 10% owner | Open-market sale | 175 | $29.37 | $5.1K | Form 4 |
| 2025-09-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO), 10% owner | Open-market sale | 175 | $29.37 | $5.1K | Form 4 |
| 2025-09-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO), 10% owner | Open-market sale | 175 | $29.37 | $5.1K | Form 4 |
| 2025-09-15 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO), 10% owner | Open-market sale | 15,000 | $29.37 | $440.6K | Form 4 |
| 2025-08-29 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO), 10% owner | Shares withheld for taxes / exercise cost | 44,111 | $29.51 | $1.30M | Form 4 |
| 2025-08-29 | KATHWARI M FAROOQ | Director, Officer (Chairman, President & CEO), 10% owner | Option exercise / conversion | 45,569 | $29.51 | $1.34M | Form 4 |
| 2025-08-29 | Phillips Amy | Officer (EVP, Retail Division) | Shares withheld for taxes / exercise cost | 973 | $29.51 | $28.7K | Form 4 |
| 2025-08-29 | Phillips Amy | Officer (EVP, Retail Division) | Option exercise / conversion | 2,786 | $29.51 | $82.2K | Form 4 |
| 2025-08-29 | McNulty Matthew J | Officer (SVP, CFO) | Shares withheld for taxes / exercise cost | 894 | $29.51 | $26.4K | Form 4 |
| 2025-08-29 | McNulty Matthew J | Officer (SVP, CFO) | Option exercise / conversion | 2,124 | $29.51 | $62.7K | Form 4 |
| 2025-08-11 | McNulty Matthew J | Officer (SVP, CFO) | Shares withheld for taxes / exercise cost | 316 | $29.47 | $9.3K | Form 4 |
| 2025-08-11 | Diefenbach Douglas H. | Officer (SVP, Business Development) | Shares withheld for taxes / exercise cost | 164 | $29.47 | $4.8K | Form 4 |
Ask the chat about ETD's insider activity →
Transaction types are the SEC Form 4 codes: open-market purchases (P) and sales (S) are the only rows that reflect open-market conviction. Awards/vesting (A), option exercises (M/X/C), shares withheld for taxes (F) and gifts (G) are compensation or mechanical, not buying or selling on the open market. Sales may be planned and non-discretionary (e.g. a Rule 10b5-1 plan); open-market buying is not a recommendation to buy. Informational only — not financial advice.
Source: SEC EDGAR Form 3/4/5. See the full company profile: ETHAN ALLEN INTERIORS INC (ETD).
Last updated 2026-09-11 (most recent filing date).
Informational only — NOT financial advice. Insider filings are sourced from SEC EDGAR and shown with their reported dates.