LPL Financial (LPLA) — insider trading
Financials · NASDAQ
LPL Financial (LPLA) has 14 reported SEC Form 4 insider transactions in our data, including 1 open-market sale among the most recent 14 (latest 2026-06-17).
Recent Form 4 transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2026-06-17 | Jambusaria Aneri | Officer (Group Managing Director) | Open-market sale | 308 | $306.00 | $94.2K | Form 4 |
| 2026-06-12 | Cohen Marc Eliot | Officer (Group Managing Director) | Shares withheld for taxes / exercise cost | 44 | $295.66 | $13.0K | Form 4 |
| 2026-06-12 | Gates Greg | Officer (Group Managing Director) | Shares withheld for taxes / exercise cost | 232 | $295.66 | $68.6K | Form 4 |
| 2026-06-04 | BERNARD EDWARD C | Director | Grant / award / vesting | 4 | $0.00 | $0 | Form 4 |
| 2026-06-04 | EBERHART PAULETT | Director | Grant / award / vesting | 5 | $0.00 | $0 | Form 4 |
| 2026-06-04 | Glavin William Francis Jr | Director | Grant / award / vesting | 15 | $0.00 | $0 | Form 4 |
| 2026-06-04 | Mnookin Allison | Director | Grant / award / vesting | 3 | $0.00 | $0 | Form 4 |
| 2026-06-04 | Putnam James S | Director | Grant / award / vesting | 10 | $0.00 | $0 | Form 4 |
| 2026-06-04 | SCHIFTER RICHARD P | Director | Grant / award / vesting | 19 | $0.00 | $0 | Form 4 |
| 2026-06-04 | Thomas Corey E. | Director | Grant / award / vesting | 7 | $0.00 | $0 | Form 4 |
| 2026-05-15 | SCHIFTER RICHARD P | Director | Grant / award / vesting | 348 | $0.00 | $0 | Form 4 |
| 2026-05-15 | SCHIFTER RICHARD P | Director | Grant / award / vesting | 712 | $0.00 | $0 | Form 4 |
| 2026-05-15 | Thomas Corey E. | Director | Grant / award / vesting | 348 | $0.00 | $0 | Form 4 |
| 2026-05-15 | Thomas Corey E. | Director | Grant / award / vesting | 712 | $0.00 | $0 | Form 4 |
Ask the chat about LPLA's insider activity →
Transaction types are the SEC Form 4 codes: open-market purchases (P) and sales (S) are the only rows that reflect open-market conviction. Awards/vesting (A), option exercises (M/X/C), shares withheld for taxes (F) and gifts (G) are compensation or mechanical, not buying or selling on the open market. Sales may be planned and non-discretionary (e.g. a Rule 10b5-1 plan); open-market buying is not a recommendation to buy. Informational only — not financial advice.
Source: SEC EDGAR Form 3/4/5. See the full company profile: LPL Financial (LPLA).
Last updated 2026-06-17 (most recent filing date).
Informational only — NOT financial advice. Insider filings are sourced from SEC EDGAR and shown with their reported dates.