Principal Financial Group (PFG) — insider trading
Financials · NASDAQ
Principal Financial Group (PFG) has 95 reported SEC Form 4 insider transactions in our data, including 7 open-market sales among the most recent 95 (latest 2026-09-25).
Recent Form 4 transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2026-09-25 | Pickerell Blair | Director | Grant / award / vesting | 273 | — | $0 | Form 4 |
| 2026-09-25 | Richer Clare Stack | Director | Grant / award / vesting | 138 | — | $0 | Form 4 |
| 2026-09-25 | RIVERA ALFREDO | Director | Grant / award / vesting (derivative) | 24 | $114.77 | $2.8K | Form 4 |
| 2026-09-25 | RIVERA ALFREDO | Director | Grant / award / vesting | 113 | — | $0 | Form 4 |
| 2026-09-25 | Pitz Joel | Officer (EVP & CFO) | Grant / award / vesting | 2 | — | $0 | Form 4 |
| 2026-09-25 | Pitz Joel | Officer (EVP & CFO) | Grant / award / vesting | 226 | — | $0 | Form 4 |
| 2026-09-25 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 42 | — | $0 | Form 4 |
| 2026-09-25 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 593 | — | $0 | Form 4 |
| 2026-09-25 | Nordin Diane C | Director | Grant / award / vesting | 211 | — | $0 | Form 4 |
| 2026-09-25 | Muruzabal Claudio | Director | Grant / award / vesting | 97 | — | $0 | Form 4 |
| 2026-09-25 | Mitchell H Elizabeth | Director | Grant / award / vesting | 78 | — | $0 | Form 4 |
| 2026-09-25 | Mills Scott | Director | Grant / award / vesting (derivative) | 150 | $114.75 | $17.2K | Form 4 |
| 2026-09-25 | Mills Scott | Director | Grant / award / vesting | 246 | — | $0 | Form 4 |
| 2026-09-25 | McCullum Kenneth A. | Officer (EVP - Chief Risk Officer) | Grant / award / vesting | 71 | — | $0 | Form 4 |
| 2026-09-25 | LITTLEFIELD CHRISTOPHER J | Officer (President - RIS) | Grant / award / vesting | 538 | — | $0 | Form 4 |
| 2026-09-25 | Kay Kathleen B | Officer (EVP-Chief Information Officer) | Grant / award / vesting | 383 | — | $0 | Form 4 |
| 2026-09-25 | HOCHSCHILD ROGER C | Director | Grant / award / vesting (derivative) | 218 | $114.77 | $25.0K | Form 4 |
| 2026-09-25 | HOCHSCHILD ROGER C | Director | Grant / award / vesting | 285 | — | $0 | Form 4 |
| 2026-09-25 | Friedrich Amy Christine | Officer (President - Benefits & Protect) | Grant / award / vesting | 577 | — | $0 | Form 4 |
| 2026-09-25 | Cheong Wee Yee | Officer (President - Asia & Middle East) | Grant / award / vesting | 354 | — | $0 | Form 4 |
| 2026-09-25 | Carter Miller Jocelyn | Director | Grant / award / vesting | 648 | — | $0 | Form 4 |
| 2026-09-25 | Brown Timothy W. | Officer (EVP, General Counsel and Sec) | Grant / award / vesting | 163 | — | $0 | Form 4 |
| 2026-09-25 | Bhatia Kamal | Officer (President and CEO - PAM) | Grant / award / vesting | 415 | — | $0 | Form 4 |
| 2026-09-25 | Beams Mary E. | Director | Grant / award / vesting | 105 | — | $0 | Form 4 |
| 2026-09-25 | Auerbach Jonathan | Director | Grant / award / vesting | 161 | — | $0 | Form 4 |
| 2026-09-25 | Agrawal Vivek | Officer (EVP & Chief Growth Officer) | Grant / award / vesting | 226 | — | $0 | Form 4 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Option exercise / conversion (derivative) | 18,380 | $63.98 | $1.18M | Form 4 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Option exercise / conversion (derivative) | 18,380 | $63.98 | $1.18M | Form 4 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Option exercise / conversion (derivative) | 18,380 | $63.98 | $1.18M | Form 4 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Disposition to the issuer | 55,140 | $120.60 | $6.65M | Form 4 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 18,380 | $63.98 | $1.18M | Form 4 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 18,380 | $63.98 | $1.18M | Form 4 |
| 2026-09-03 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 18,380 | $63.98 | $1.18M | Form 4 |
| 2026-08-07 | Friedrich Amy Christine | Officer (President - Benefits & Protect) | Option exercise / conversion (derivative) | 11,894 | $63.98 | $761.0K | Form 4 |
| 2026-08-07 | Friedrich Amy Christine | Officer (President - Benefits & Protect) | Option exercise / conversion (derivative) | 11,893 | $63.98 | $760.9K | Form 4 |
| 2026-08-07 | Friedrich Amy Christine | Officer (President - Benefits & Protect) | Option exercise / conversion (derivative) | 11,893 | $63.98 | $760.9K | Form 4 |
| 2026-08-07 | Friedrich Amy Christine | Officer (President - Benefits & Protect) | Disposition to the issuer | 35,680 | $113.80 | $4.06M | Form 4 |
| 2026-08-07 | Friedrich Amy Christine | Officer (President - Benefits & Protect) | Grant / award / vesting | 35,680 | $63.98 | $2.28M | Form 4 |
| 2026-06-26 | McCullum Kenneth A. | Officer (EVP - Chief Risk Officer) | Grant / award / vesting | 73 | — | $0 | Form 4 |
| 2026-06-26 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 44 | — | $0 | Form 4 |
| 2026-06-26 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 612 | — | $0 | Form 4 |
| 2026-06-26 | Agrawal Vivek | Officer (EVP & Chief Growth Officer) | Grant / award / vesting | 234 | — | $0 | Form 4 |
| 2026-06-26 | Cheong Wee Yee | Officer (President - Asia & Middle East) | Grant / award / vesting | 368 | — | $0 | Form 4 |
| 2026-06-26 | Friedrich Amy Christine | Officer (President - Benefits & Protect) | Grant / award / vesting | 599 | — | $0 | Form 4 |
| 2026-06-26 | Kay Kathleen B | Officer (EVP-Chief Information Officer) | Grant / award / vesting | 398 | — | $0 | Form 4 |
| 2026-06-26 | LITTLEFIELD CHRISTOPHER J | Officer (President - RIS) | Grant / award / vesting | 559 | — | $0 | Form 4 |
| 2026-06-26 | Bhatia Kamal | Officer (President and CEO - PAM) | Grant / award / vesting | 430 | — | $0 | Form 4 |
| 2026-06-26 | Pitz Joel | Officer (EVP & CFO) | Grant / award / vesting | 2 | — | $0 | Form 4 |
| 2026-06-26 | Pitz Joel | Officer (EVP & CFO) | Grant / award / vesting | 234 | — | $0 | Form 4 |
| 2026-06-26 | Auerbach Jonathan | Director | Grant / award / vesting | 166 | — | $0 | Form 4 |
| 2026-06-26 | Beams Mary E. | Director | Grant / award / vesting | 109 | — | $0 | Form 4 |
| 2026-06-26 | Carter Miller Jocelyn | Director | Grant / award / vesting | 669 | — | $0 | Form 4 |
| 2026-06-26 | HOCHSCHILD ROGER C | Director | Grant / award / vesting (derivative) | 219 | $107.75 | $23.6K | Form 4 |
| 2026-06-26 | HOCHSCHILD ROGER C | Director | Grant / award / vesting | 294 | — | $0 | Form 4 |
| 2026-06-26 | Mills Scott | Director | Grant / award / vesting (derivative) | 152 | $107.75 | $16.4K | Form 4 |
| 2026-06-26 | Mills Scott | Director | Grant / award / vesting | 253 | — | $0 | Form 4 |
| 2026-06-26 | Muruzabal Claudio | Director | Grant / award / vesting | 100 | — | $0 | Form 4 |
| 2026-06-26 | Nordin Diane C | Director | Grant / award / vesting | 217 | — | $0 | Form 4 |
| 2026-06-26 | Pickerell Blair | Director | Grant / award / vesting | 281 | — | $0 | Form 4 |
| 2026-06-26 | Richer Clare Stack | Director | Grant / award / vesting | 142 | — | $0 | Form 4 |
| 2026-06-26 | RIVERA ALFREDO | Director | Grant / award / vesting (derivative) | 25 | $107.75 | $2.7K | Form 4 |
| 2026-06-26 | RIVERA ALFREDO | Director | Grant / award / vesting | 117 | — | $0 | Form 4 |
| 2026-06-26 | Mitchell H Elizabeth | Director | Grant / award / vesting | 80 | — | $0 | Form 4 |
| 2026-06-12 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Option exercise / conversion (derivative) | 16,825 | $62.78 | $1.06M | Form 4 |
| 2026-06-12 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Option exercise / conversion (derivative) | 13,883 | $62.78 | $871.6K | Form 4 |
| 2026-06-12 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Disposition to the issuer | 4,263 | $111.25 | $474.3K | Form 4 |
| 2026-06-12 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Disposition to the issuer | 26,445 | $110.48 | $2.92M | Form 4 |
| 2026-06-12 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 16,825 | $62.78 | $1.06M | Form 4 |
| 2026-06-12 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 13,883 | $62.78 | $871.6K | Form 4 |
| 2026-06-11 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Option exercise / conversion (derivative) | 2,942 | $62.78 | $184.7K | Form 4 |
| 2026-06-11 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Option exercise / conversion (derivative) | 16,825 | $62.78 | $1.06M | Form 4 |
| 2026-06-11 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Disposition to the issuer | 19,767 | $110.06 | $2.18M | Form 4 |
| 2026-06-11 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 2,942 | $62.78 | $184.7K | Form 4 |
| 2026-06-11 | STRABLE-SOETHOUT DEANNA D | Officer (Chair, President and CEO) | Grant / award / vesting | 16,825 | $62.78 | $1.06M | Form 4 |
| 2026-06-08 | Brown Timothy W. | Officer (EVP, General Counsel and Sec) | Grant / award / vesting | 22,279 | — | $0 | Form 4 |
| 2026-06-05 | Mills Scott | Director | Grant / award / vesting (derivative) | 416 | $105.22 | $43.8K | Form 4 |
| 2026-06-05 | HOCHSCHILD ROGER C | Director | Grant / award / vesting (derivative) | 689 | $105.22 | $72.5K | Form 4 |
| 2026-05-21 | Cheong Wee Yee | Officer (President - Asia & Middle East) | Open-market sale | 7,534 | $103.16 | $777.2K | Form 4 |
| 2026-05-20 | Cheong Wee Yee | Officer (President - Asia & Middle East) | Open-market sale | 3,211 | $103.06 | $330.9K | Form 4 |
| 2026-05-19 | Auerbach Jonathan | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | Mills Scott | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | HOCHSCHILD ROGER C | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | Carter Miller Jocelyn | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | Muruzabal Claudio | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | Nordin Diane C | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | Mitchell H Elizabeth | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | Pickerell Blair | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | Richer Clare Stack | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | RIVERA ALFREDO | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-19 | Beams Mary E. | Director | Grant / award / vesting | 2,175 | — | $0 | Form 4 |
| 2026-05-01 | Cheong Wee Yee | Officer (President - Asia & Middle East) | Open-market sale | 9,183 | $101.26 | $929.9K | Form 4 |
| 2026-04-30 | Cheong Wee Yee | Officer (President - Asia & Middle East) | Open-market sale | 4,737 | $101.01 | $478.5K | Form 4 |
| 2026-04-30 | Djurasovic George | Officer (Interim General Counsel) | Open-market sale | 1 | $99.63 | $99 | Form 4 |
| 2026-04-29 | Cheong Wee Yee | Officer (President - Asia & Middle East) | Open-market sale | 1,080 | $101.00 | $109.1K | Form 4 |
| 2026-04-28 | Djurasovic George | Officer (Interim General Counsel) | Open-market sale | 2,571 | $100.83 | $259.2K | Form 4 |
Ask the chat about PFG's insider activity →
Transaction types are the SEC Form 4 codes: open-market purchases (P) and sales (S) are the only rows that reflect open-market conviction. Awards/vesting (A), option exercises (M/X/C), shares withheld for taxes (F) and gifts (G) are compensation or mechanical, not buying or selling on the open market. Sales may be planned and non-discretionary (e.g. a Rule 10b5-1 plan); open-market buying is not a recommendation to buy. Informational only — not financial advice.
Source: SEC EDGAR Form 3/4/5. See the full company profile: Principal Financial Group (PFG).
Last updated 2026-09-25 (most recent filing date).
Informational only — NOT financial advice. Insider filings are sourced from SEC EDGAR and shown with their reported dates.