Rocket Companies (RKT) — insider trading
Financials · NYSE
Rocket Companies (RKT) has 38 reported SEC Form 4 insider transactions in our data, including 3 open-market sales among the most recent 38 (latest 2026-10-07).
Recent Form 4 transactions
| Date | Insider | Role | Type | Shares | Price | Value | Filing |
|---|---|---|---|---|---|---|---|
| 2026-10-07 | Mildenhall Jonathan | Officer (Chief Marketing Officer) | Shares withheld for taxes / exercise cost | 12,860 | $11.59 | $149.0K | Form 4 |
| 2026-10-07 | Malhotra Shawn | Officer (Chief Technology Officer) | Shares withheld for taxes / exercise cost | 13,751 | $11.59 | $159.4K | Form 4 |
| 2026-10-07 | Lovier Heather M. | Officer (Chief Operating Officer) | Shares withheld for taxes / exercise cost | 8,056 | $11.59 | $93.4K | Form 4 |
| 2026-10-07 | Edwards Noah A. | Officer (Chief Accounting Officer) | Shares withheld for taxes / exercise cost | 2,302 | $11.59 | $26.7K | Form 4 |
| 2026-10-07 | Brown Brian Nicholas | Officer (President & Chief Fin Officer) | Shares withheld for taxes / exercise cost | 16,112 | $11.59 | $186.7K | Form 4 |
| 2026-10-07 | Banfield William D. | Officer (Chief Business Officer) | Shares withheld for taxes / exercise cost | 8,056 | $11.59 | $93.4K | Form 4 |
| 2026-10-02 | Bray Jesse K | Director, Officer (Pres & CEO, Rocket Mortgage) | Open-market sale | 92,300 | $12.39 | $1.14M | Form 4 |
| 2026-10-01 | Bray Jesse K | Director, Officer (Pres & CEO, Rocket Mortgage) | Open-market sale | 132,700 | $12.01 | $1.59M | Form 4 |
| 2026-10-01 | Bray Jesse K | Director, Officer (Pres & CEO, Rocket Mortgage) | Shares withheld for taxes / exercise cost | 57,200 | $11.51 | $658.4K | Form 4 |
| 2026-09-15 | Bray Jesse K | Director, Officer (Pres & CEO, Rocket Mortgage) | Open-market sale | 225,000 | $13.11 | $2.95M | Form 4 |
| 2026-09-08 | Krishna Varun | Director, Officer (Chief Executive Officer) | Shares withheld for taxes / exercise cost | 58,259 | $14.06 | $819.1K | Form 4 |
| 2026-09-08 | Brown Brian Nicholas | Officer (President & Chief Fin Officer) | Shares withheld for taxes / exercise cost | 14,675 | $14.06 | $206.3K | Form 4 |
| 2026-09-07 | Rizik Matthew | Director | Option exercise / conversion (derivative) | 14,796 | — | $0 | Form 4 |
| 2026-09-07 | Rizik Matthew | Director | Other acquisition or disposition | 14,796 | $14.06 | $208.0K | Form 4 |
| 2026-09-07 | Rizik Matthew | Director | Option exercise / conversion | 14,796 | — | — | Form 4 |
| 2026-09-07 | Mildenhall Jonathan | Officer (Chief Marketing Officer) | Shares withheld for taxes / exercise cost | 80,287 | $14.06 | $1.13M | Form 4 |
| 2026-09-07 | Malhotra Shawn | Officer (Chief Technology Officer) | Shares withheld for taxes / exercise cost | 37,930 | $14.06 | $533.3K | Form 4 |
| 2026-09-07 | Lovier Heather M. | Officer (Chief Operating Officer) | Shares withheld for taxes / exercise cost | 61,669 | $14.06 | $867.1K | Form 4 |
| 2026-09-07 | Krishna Varun | Director, Officer (Chief Executive Officer) | Shares withheld for taxes / exercise cost | 126,999 | $14.06 | $1.79M | Form 4 |
| 2026-09-07 | Edwards Noah A. | Officer (Chief Accounting Officer) | Shares withheld for taxes / exercise cost | 12,009 | $14.06 | $168.8K | Form 4 |
| 2026-09-07 | Brown Brian Nicholas | Officer (President & Chief Fin Officer) | Shares withheld for taxes / exercise cost | 44,042 | $14.06 | $619.2K | Form 4 |
| 2026-09-07 | Bray Jesse K | Director, Officer (Pres & CEO, Rocket Mortgage) | Shares withheld for taxes / exercise cost | 29,279 | $14.06 | $411.7K | Form 4 |
| 2026-09-07 | Banfield William D. | Officer (Chief Business Officer) | Shares withheld for taxes / exercise cost | 61,315 | $14.06 | $862.1K | Form 4 |
| 2026-08-17 | Watterson Sarah | Director | Grant / award / vesting | 14,566 | — | $0 | Form 4 |
| 2026-06-10 | Rampell Alastair | Director | Grant / award / vesting | 16,312 | — | $0 | Form 4 |
| 2026-06-10 | MARINER JONATHAN D | Director | Grant / award / vesting | 16,312 | — | $0 | Form 4 |
| 2026-06-10 | Olson Tagar | Director | Grant / award / vesting | 11,255 | — | $0 | Form 4 |
| 2026-06-10 | SHANK SUZANNE F. | Director | Grant / award / vesting | 16,312 | — | $0 | Form 4 |
| 2026-06-07 | Rizik Matthew | Director | Option exercise / conversion (derivative) | 12,261 | — | $0 | Form 4 |
| 2026-06-07 | Rizik Matthew | Director | Other acquisition or disposition | 12,261 | $12.65 | $155.1K | Form 4 |
| 2026-06-07 | Rizik Matthew | Director | Option exercise / conversion | 12,261 | — | — | Form 4 |
| 2026-05-06 | Malhotra Shawn | Officer (Chief Technology Officer) | Shares withheld for taxes / exercise cost | 52,484 | $14.09 | $739.5K | Form 4 |
| 2026-04-07 | Banfield William D. | Officer (Chief Business Officer) | Shares withheld for taxes / exercise cost | 8,056 | $15.03 | $121.1K | Form 4 |
| 2026-04-07 | Mildenhall Jonathan | Officer (Chief Marketing Officer) | Shares withheld for taxes / exercise cost | 12,860 | $15.03 | $193.3K | Form 4 |
| 2026-04-07 | Malhotra Shawn | Officer (Chief Technology Officer) | Shares withheld for taxes / exercise cost | 13,751 | $15.03 | $206.7K | Form 4 |
| 2026-04-07 | Edwards Noah A. | Officer (Chief Accounting Officer) | Shares withheld for taxes / exercise cost | 2,302 | $15.03 | $34.6K | Form 4 |
| 2026-04-07 | Lovier Heather M. | Officer (Chief Operating Officer) | Shares withheld for taxes / exercise cost | 8,056 | $15.03 | $121.1K | Form 4 |
| 2026-04-07 | Brown Brian Nicholas | Officer (President & Chief Fin Officer) | Shares withheld for taxes / exercise cost | 16,112 | $15.03 | $242.2K | Form 4 |
Ask the chat about RKT's insider activity →
Transaction types are the SEC Form 4 codes: open-market purchases (P) and sales (S) are the only rows that reflect open-market conviction. Awards/vesting (A), option exercises (M/X/C), shares withheld for taxes (F) and gifts (G) are compensation or mechanical, not buying or selling on the open market. Sales may be planned and non-discretionary (e.g. a Rule 10b5-1 plan); open-market buying is not a recommendation to buy. Informational only — not financial advice.
Source: SEC EDGAR Form 3/4/5. See the full company profile: Rocket Companies (RKT).
Last updated 2026-10-07 (most recent filing date).
Informational only — NOT financial advice. Insider filings are sourced from SEC EDGAR and shown with their reported dates.